Manuals

Title

Internal Audit Directorate

Documents

  1. Draft Template 1 Internal Audit Charter 2021 (30.7 KB)
  2. Draft Template 2 Independence and Objectivity 2021 (34.74 KB)
  3. Draft Template 3 Job Descriptions and Job Specifications 2021 (34.55 KB)
  4. Draft Template 4 Pre-Engagement Questionnaire 2021 (27.5 KB)
  5. Draft Template 5 Fraud Incident Reporting Template 2021 (26.33 KB)
  6. Draft Template 6 Internal Audit Strategic Plan 2021 (36.32 KB)
  7. Draft Template 7 Internal Audit Universe 2021 (44.83 KB)
  8. Draft Template 8 Annual Risk-Based Internal Audit Work Plan 2021 (40.76 KB)
  9. Draft Template 9 Risk Model 2021 (45.85 KB)
  10. Draft Template 10 Risk Control Matrix 2021 (30.55 KB)
  11. Draft Template 11 Heat map 2021 (40.9 KB)
  12. Draft Template 12 Daily Time Sheet 2021 (20.51 KB)
  13. Draft Template 13 Work Allocation and Time Budget 2021 (27.83 KB)
  14. Draft Template 14 Resource Calendar or Chronogram 2021 (23.17 KB)
  15. Draft Template 15 Internal Audit Quarterly Report 2021 (48.66 KB)
  16. Draft Template 16 Internal Audit Annual Report 2021 (44.57 KB)
  17. Draft Template 17 List of suggested Audit Committee induction materials 2021 (21.21 KB)
  18. Draft Template 18 Audit Committee Charter 2021 (26.97 KB)
  19. Draft Template 19 Quarterly Audit Committee report to the Governing Body 2021 (27.63 KB)
  20. Draft Template 20 Audit Committee Annual Report 2021 (28.93 KB)
  21. Draft Template 21 Audit Committee Monitoring 2021 (28.05 KB)
  22. Draft Template 22 Internal Audit Assessment by the Audit Committee 2021 (150.32 KB)
  23. Draft Template 23 Audit Committee Self Assessment questionnaire 2021 (195.52 KB)
  24. Draft Template 24 Individual Audit Committee Member Performance Assessment 2021 (38.6 KB)
  25. Draft Template 25 Engagement Plan 2021 (29.59 KB)
  26. Draft Template 26 Audit Notification Letter 2021 (27.92 KB)
  27. Draft Template 27 Request for Audit Information 2021 (32.15 KB)
  28. Draft Template 28 Information request monitoring checklist 2021 (26.23 KB)
  29. Draft Template 29 Business Process Analysis 2021 (27.01 KB)
  30. Draft Template 30 Understanding the IT environment 2021 (43.62 KB)
  31. Draft Template 31 Assessing general IT controls and application controls 2021 (41.21 KB)
  32. Draft Template 32 Standard Flow Chart Symbols 2021 (114.35 KB)
  33. Draft Template 33 Fraud Risk Assessment Checklist 2021 (31.22 KB)
  34. Draft Template 34 Engagement Work Programme 2021 (55.36 KB)
  35. Draft Template 35 Internal Audit Planning Memorandum 2021 (30.05 KB)
  36. Draft Template 36 Entry Meeting Agenda and Minutes 2021 (38.86 KB)
  37. Draft Template 37 Record of Control Weakness 2021 (28.7 KB)
  38. Draft Template 38 Working Paper 2021 (32.01 KB)
  39. Draft Template 39 Draft Finding Sheet 2021 (32.53 KB)
  40. Draft Template 40 Example of Audit Opinions 2021 (29.79 KB)
  41. Draft Template 41 Exit Meeting Agenda and Minutes 2021 (32.48 KB)
  42. Draft Template 42 Internal Audit Draft Report 2021 (46.57 KB)
  43. Draft Template 43 Internal Audit Final Report 2021 (46.95 KB)
  44. Draft Template 44 Findings Database 2021 (626.83 KB)
  45. Draft Template 45 Quarterly Summary of Status of implementing audit recommendations 2021 (24.51 KB)
  46. Draft Template 46 Review Notes 2021 (30.5 KB)
  47. Draft Template 47 Audit Client Satisfaction Survey 2021 (31.85 KB)
  48. Draft Template 48 Engagement Completion Checklist 2021 (28.75 KB)
  49. Draft Template 49 Self Assessment 2021 (36.56 KB)
  50. Draft Template 50 QAIP Maturity Model 2021 (26.68 KB

1. Audit-Committee-Charter 
2. Sample-Audit-Program 
3. Template-1-Internal-Audit-Charter 
4. Template-2-Independence-and-Objectivity 
5. Template-3-Internal-Audit-Strategic-Plan
6. Template-4-Internal-Audit-Universe
7. Template-5-Risk-Model
8. Template-6-Risk-Control-Matrix 
9. Template-7-Heat-map.
10. Template-8-Annual-Risk-Based-Internal-Audit-Work-Plan
11. Template-9-Daily-Time-Sheet 
12. Template-10-Work-Allocation-and-Time-Budget 
13. Template-11-Resource-Calender-or-Chronogram 
14. Template-12-Internal-Audit-Quarterly-Report 
15. Template-13-Internal-Audit-Annual-Report
16. Template-15-Pre-Engagement-Questionnaire 
17. Template-16-Fraud-Risk-Mitigation-Plan-Quarterly-Report 
18. Template-17-Engagement-Plan 
19. Template-18-Audit-Notification 
20. Template-19-Request-for-Audit-Information
21.Template-20-Information-request-monitoring-checklist 
22. Template-21-Business-Process-Analysis-Form 
23. Template-22-Understanding-the-IT-environment
24. Template-23-Assessing-general-IT-controls-and-application-controls 
25. Template-24-Standard-Flow-Chart-Symbols 
26. Template-25-Fraud-Risk-Assessment 
27. Template-26-Internal-Audit-Planning-Memorandum 
28. Template-27-Entry-Meeting-Agenda-and-Minutes
29.Template-28-Record-of-Control-Weakness 
30. Template-29-Working-Paper
31. Template-30-Draft-Finding-Sheet 
32. Template-31-Review-Notes
33. Template-32-Audit-Client-Satisfaction-Survey
34. Template-33-Engagement-Completion-Checklist
35. Template-34-Exit-Meeting-Agenda-and-Minutes
36. Template-35-Internal-Audit-Draft-Report 
37. Template-36-Internal-Audit-Final-Report
38. Template-37-Audit-Findings-Database 
39. Template-37-Findings-Database
40. Template-38-Quarterly-Summary-of-Status-of-implementing-audit-recommendations
41. Template-39-Self-Assessment-QAIP-Maturity-Model